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From CS bidder to SEC target
Gary Gensler calls for greater public protection amid efforts to push for new rules against Wall St resistance
Proposals by Securities and Exchange Commission aim to boost transparency for small investors
Some digital art could be treated like stocks or bonds, according to Hester Peirce
Celebrity failed to disclose payment for EthereumMax post on Instagram, says SEC
Major reform for a system that isn’t all that bad
Gary Gensler seeks to share information with derivatives agency to better regulate digital assets
The growing importance and influence of financial indices cannot be denied
S&P Global and MSCI could be reclassified as investment advisers by US regulator
The SEC chair has unveiled a pretty punchy overhaul for the US equity market. Where will it bite?
Gary Gensler’s plan to ‘do better for retail investors’ draws fire from brokers and trading firms
The commission chair plans an auction system that will force brokers to improve prices for end clients
Proposals include new auctions to decide which trading groups handle retail investors’ orders
Pending rules come as funds repackage themselves for the $3tn ‘sustainable’ market
Nothing to see here.
SEC expected to face legal action over rules that would toughen disclosure requirements for swaps
Regulator to look at hiving off custody and market making by trading platforms, chair says
SEC examinations unit aims to strengthen policing of rapidly expanding market for unlisted assets
Push for greater fee and performance transparency as investors look to alternative assets
US regulator weighs additional disclosures for security-based swaps as well as new rules for money market funds
Deals with blank-cheque companies may have ‘incomplete information or just plain old hype,’ Gary Gensler warns
CFTC commissioner Dawn Stump warns against ‘regulating through enforcement’
Registration of trading firms and central clearing proposed at Fed conference
After the Covid turmoil, regulators are weighing a move to make the clearing of Treasuries mandatory
Chair of US financial watchdog says he wants to simplify disclosures of increasingly complex charges
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