Accessibility helpSkip to navigationSkip to contentSkip to footer

Cookies on FT Sites

We use cookies for a number of reasons, such as keeping FT Sites reliable and secure, personalising content and ads, providing social media features and to analyse how our Sites are used.

Accept & continue
Manage cookies
  • Sign In
  • Subscribe
Open side navigation menuOpen search bar
Financial Times
SubscribeSign InmyFT
  • Home
  • World
    Sections
    • World Home
    • Global Economy
    • UK
    • US
    • China
    • Africa
    • Asia Pacific
    • Emerging Markets
    • Europe
    • War in Ukraine
    • Americas
    • Middle East & North Africa
    • Australia & NZ
    Most Read
    • Labour ready to fight Boris Johnson over effects of Brexit, says Keir Starmer
    • ECB to discuss blocking banks from multibillion-euro windfall as rates rise
    • Jeff Bezos clashes with Biden administration again over inflation
    • Economist’s arrest ends last vestige of liberal influence in Putin’s Russia
    • Beijing silent over Xi Jinping’s brush with Covid-19 in Hong Kong
  • US
    Sections
    • US Home
    • US Economy
    • US Companies
    • US Politics & Policy
    Most Read
    • Michael Lewis: ‘The thing that really works for Trump is: the system’s rigged’
    • Jeff Bezos clashes with Biden administration again over inflation
    • Emerging markets are in better shape than you think
    • Central banks should keep their cool on inflation
    • US energy stocks buck dismal trend with ‘massive outperformance’
  • Companies
    Sections
    • Companies Home
    • Energy
    • Financials
    • Health
    • Industrials
    • Media
    • Professional Services
    • Retail & Consumer
    • Tech Sector
    • Telecoms
    • Transport
    Most Read
    • Wirecard’s former top accountant admits forging documents for KPMG special audit
    • EasyJet executive quits over flight chaos
    • Credit Suisse struggles with backlog of new wealthy client accounts in Asia
    • Rolls-Royce reveals site shortlist for first small nuclear reactor factory
    • £15bn deal for UK Power Networks collapses after owner lifts price
  • Tech
  • Markets
    Sections
    • Markets Home
    • Alphaville
    • Markets Data
    • Capital Markets
    • Commodities
    • Currencies
    • Equities
    • Fund Management
    • Trading
    • Moral Money
    • ETF Hub
    • Cryptocurrencies
    Most Read
    • Live news updates from July 4: Ukraine’s national recovery plan to cost $750bn, inflation in Turkey nears 80%
    • Emerging markets are in better shape than you think
    • ECB to warn eurozone countries over crypto regulation
    • Bitcoin fund fees tumble amid ‘crypto winter’
    • The inflation blame-game will lead to bad outcomes
  • Climate
  • Opinion
    Sections
    • Opinion Home
    • Columnists
    • The FT View
    • The Big Read
    • Lex
    • Obituaries
    • Letters
    Most Read
    • Emerging markets are in better shape than you think
    • Erdoğan is an infuriating but indispensable ally
    • Banks cannot escape a gloomy economic outlook
    • Crypto evangelists keep the faith as prices fall
    • Central banks should keep their cool on inflation
  • Work & Careers
    Sections
    • Work & Careers Home
    • Business School Rankings
    • Business Education
    • Entrepreneurship
    • Recruitment
    • Business Books
    • Business Travel
    Most Read
    • Michael Lewis: ‘The thing that really works for Trump is: the system’s rigged’
    • British Rail: A New History — a timely reminder of how to run a railway
    • Meet the founders with the boomerang factor
    • Pop-up leaders and flexible staff are ready for a new crisis
    • Help truly wanted, even if you’ve been in jail
  • Life & Arts
    Sections
    • Life & Arts Home
    • Arts
    • Books
    • Food & Drink
    • FT Magazine
    • House & Home
    • Style
    • Travel
    • FT Globetrotter
    Most Read
    • Swimsuits to make a splash in 
    • Life on the idyllic Swedish island where WW3 could start
    • The end of the frictionless life
    • Serhii Plokhy: Putin’s imperialist narrative ‘is being crushed’
    • Have we had enough of the nanny employer?
  • HTSI
MenuSearch
  • Home
  • World
  • US
  • Companies
  • Tech
  • Markets
  • Climate
  • Opinion
  • Work & Careers
  • Life & Arts
  • HTSI
Financial Times
SubscribeSign In

Your guide to a disrupted world

Start a 4-week trial

US financial regulation

Add to myFT Digest

Add this topic to your myFT Digest for news straight to your inbox

  • Monday, 4 July, 2022
    News in-depthUS politics & policy
    Supreme Court ruling casts doubt on powers of US regulators

    Rules governing financial markets and crypto could be open to legal challenge after EPA decision

  • Thursday, 30 June, 2022
    US Treasury bonds
    Treasury market reforms draw flak from funds and high-speed traders

    SEC proposal requiring dealer registration would increase capital requirements and scrutiny

  • Thursday, 30 June, 2022
    Cryptocurrencies
    Crypto fund Grayscale launches lawsuit after SEC rejects ETF plan

    Digital asset manager challenges rejection of application to convert $40bn trust into exchange traded fund

  • Tuesday, 28 June, 2022
    EY
    EY agrees record $100mn US settlement over ethics exam cheating

    SEC alleges ‘breaches of trust’ involving dozens of employees at Big Four audit firm

  • Monday, 27 June, 2022
    US banks
    Stress tests drive higher capital requirements at 3 biggest US banks

    JPMorgan, Bank of America and Citigroup tier-one ratios to rise about 1 percentage point

  • Friday, 24 June, 2022
    InterviewCryptocurrencies
    SEC chair urges ‘one rule book’ for crypto to avoid gaps in oversight

    Gary Gensler seeks to share information with derivatives agency to better regulate digital assets

  • Thursday, 16 June, 2022
    SEC looks at stricter rules for index providers

    S&P Global and MSCI could be reclassified as investment advisers by US regulator

  • Tuesday, 14 June, 2022
    Credit Suisse Group AG
    Credit Suisse banker removed from role for unauthorised messages to clients

    Action taken as regulators target industry’s use of private applications to conduct business

  • Monday, 13 June, 2022
    Charles Schwab
    Charles Schwab to pay $187mn settlement to robo-adviser clients

    SEC slams ‘egregious’ allocations of customer money that extracted ‘hidden costs’

  • Monday, 13 June, 2022
    US unions accuse hedge funds of claiming ‘false’ alliance in battle against SEC rules

    AFL-CIO says they do not support activist investors opposed to post-Archegos transparency drive

  • Friday, 10 June, 2022
    Stablecoins
    US court orders Terraform Labs’ chief to comply with SEC subpoenas

    Do Kwon told to submit information on digital token trading network

  • Friday, 10 June, 2022
    Markets InsightSheila Bair
    Regulate stablecoins. Please!

    It is time for regulators to get creative and use their current powers to act

  • Thursday, 9 June, 2022
    InterviewFederal Trade Commission US
    Khan vows ‘muscular’ US antitrust approach on private equity deals

    FTC chair warns of ‘life and death consequences’ when buyout groups own broad sectors of economy

  • Thursday, 9 June, 2022
    Special purpose acquisition companies
    Spac boom dies as wary investors retreat

    Rising interest rates and the prospect of tougher regulation have deepened the challenges facing the market

  • Thursday, 9 June, 2022
    FT News Briefing podcast10 min listen
    SEC chair reviews ‘uneven’ US equities market

    Bleeding stops in US municipal bond market as investors seek slowdown protection

  • Wednesday, 8 June, 2022
    SEC chief launches review of ‘uneven’ US equities market

    Gary Gensler’s plan to ‘do better for retail investors’ draws fire from brokers and trading firms

  • Wednesday, 1 June, 2022
    John Kay
    Why competitiveness should not become a goal for the FCA

    A regulatory race to the bottom harms everyone except those who have something to keep from public scrutiny

  • Friday, 27 May, 2022
    JPMorgan Chase & Co
    JPMorgan collects data on borrowers’ race in push against wealth gap

    Programme set up in wake of George Floyd murder uses exemptions to boost lending to minorities

  • Tuesday, 24 May, 2022
    Special purpose acquisition companies
    Blank-cheque companies restate accounts after US watchdog’s warnings

    Revisions to corporate financial reports rose 289% in 2021, with increase led by Spacs

  • Monday, 23 May, 2022
    US banks
    SEC fines BNY Mellon over ESG in first case of its kind

    Regulator hits investment adviser with $1.5mn penalty for allegedly misstating and omitting information

  • Monday, 23 May, 2022
    Ruchir Sharma
    The threat shadow banks pose to the global economy

    This realm beyond regulators is where the next crisis will arise

  • Friday, 20 May, 2022
    News in-depthAllianz SE
    Allianz funds scandal hands US prosecutors a $6bn scalp

    Settlement by Europe’s largest insurer comes as authorities vow to get tougher on white collar crime

  • Thursday, 19 May, 2022
    Crackdown on buyout deals coming, warns top US antitrust enforcer

    Jonathan Kanter fears hollowing out of American economy amid private equity acquisition spree

  • Wednesday, 11 May, 2022
    Stablecoins
    Terra crisis fans regulatory concerns over $180bn stablecoin market

    TerraUSD became unmoored from dollar during this week’s crypto ructions

  • Tuesday, 3 May, 2022
    ETF HubLatest news on ETFs
    US regulatory scrutiny of ‘complex’ ETFs prompts fears of crackdown

    Industry figures fear a ‘nanny state’ move to protect retail investors could exclude them from a swath of products

Previous page You are on page 1 Next page

Topics related to Legal services

Be part of FT Community

Discover unmissable flagship events and members only communities to expand your thinking and elevate your career

FT LiveOutstanding Directors ExchangeEnhancing board competency
Tuesday, 15th NovemberDigital Conference
Learn more about FT Community

Useful links

Support

View Site TipsHelp CentreContact UsAbout UsAccessibilitymyFT TourCareers

Legal & Privacy

Terms & ConditionsPrivacy PolicyCookiesCopyrightSlavery Statement & Policies

Services

Share News Tips SecurelyIndividual SubscriptionsGroup SubscriptionsRepublishingExecutive Job SearchAdvertise with the FTFollow the FT on TwitterFT ChannelsSecondary Schools

Tools

PortfolioToday's Newspaper (ePaper)Alerts HubBusiness School RankingsEnterprise ToolsNews feedNewslettersCurrency Converter

Community & Events

FT CommunityFT LiveFT ForumsFT Board DirectorBoard Director Programme

More from the FT Group

Markets data delayed by at least 15 minutes. © THE FINANCIAL TIMES LTD 2022. FT and ‘Financial Times’ are trademarks of The Financial Times Ltd.
The Financial Times and its journalism are subject to a self-regulation regime under the FT Editorial Code of Practice.
Financial Times

International Edition

Subscribe for full access
  • Switch to UK Edition
  • Top sections
  • Home
  • World
    • Global Economy
    • UK
    • US
    • China
    • Africa
    • Asia Pacific
    • Emerging Markets
    • Europe
    • War in Ukraine
    • Americas
    • Middle East & North Africa
    • Australia & NZ
  • US
    • US Economy
    • US Companies
    • US Politics & Policy
  • Companies
    • Energy
    • Financials
    • Health
    • Industrials
    • Media
    • Professional Services
    • Retail & Consumer
    • Tech Sector
    • Telecoms
    • Transport
  • Tech
  • Markets
    • Alphaville
    • Markets Data
    • Capital Markets
    • Commodities
    • Currencies
    • Equities
    • Fund Management
    • Trading
    • Moral Money
    • ETF Hub
    • Cryptocurrencies
  • Climate
  • Opinion
    • Columnists
    • The FT View
    • The Big Read
    • Lex
    • Obituaries
    • Letters
  • Work & Careers
    • Business School Rankings
    • Business Education
    • Entrepreneurship
    • Recruitment
    • Business Books
    • Business Travel
  • Life & Arts
    • Arts
    • Books
    • Food & Drink
    • FT Magazine
    • House & Home
    • Style
    • Travel
    • FT Globetrotter
  • Personal Finance
    • Property & Mortgages
    • Investments
    • Pensions
    • Tax
    • Banking & Savings
    • Advice & Comment
    • Next Act
  • HTSI
  • Special Reports
  • FT recommends
  • Lex
  • Alphaville
  • Lunch with the FT
  • FT Globetrotter
  • #techAsia
  • Moral Money
  • FTfm
  • Newsletters
  • Video
  • Podcasts
  • News feed
  • FT Community
    • FT Live
    • FT Forums
    • Board Director Programme
  • myFT
  • Portfolio
  • Today's Newspaper (ePaper)
  • Crossword
  • Our Apps
  • Help Centre
  • Subscribe
  • Sign In