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Broker Robinhood defends market structure as regulator’s comments send shares in trading group Virtu tumbling
Commissioner says SEC should ‘gamify our communications with investors’
Gary Gensler must reclaim the PCAOB from the grip of the Big Four
Restrictions backed by corporate groups had curbed consultants to shareholders
Hopes have dimmed that US agency’s new chair would quickly approve cryptocurrency funds
New OCC head says agencies should set a ‘regulatory perimeter’ for digital coins
Faryar Shirzad was with the investment bank for 15 years
SEC open to stricter rules after fining S&P Dow Jones $9m over 2018 ‘vol-mageddon’ crash
Group abandons Swiss licence application in scaling back of global ambitions
International co-ordination will be vital as an asset class comes of age
Soaring digital asset prices prompt firms to offer products ranging from loans to futures
Central bank says Archegos collapse shows it lacks tools to see full extent of risk-taking
SEC chair highlights concentration risk among big trading firms in House testimony
Janet Yellen is expected to name Michael Hsu as acting chief of the Office of the Comptroller of the Currency
A fight over access to accounts of Chinese companies spells danger for PwC, Deloitte, EY and KPMG
The specific areas where new SEC head Gary Gensler needs to act over rigged markets
Alex Oh quits after judge criticises her conduct as an attorney representing ExxonMobil
Amid frothy markets and frenzied dealmaking, a few high-profile cases will soon get financiers’ attention
Regulators and Wall Street unite to demand action from Congress to speed transition from rate benchmark
Troubles rise as companies exploit the opaque gaps between regulations
Regulation of swaps used by Bill Hwang was pushed back once again by Covid
SEC official says companies going public through blank-cheque mergers should face IPO-like scrutiny
Heath Tarbert appointed chief legal officer at Ken Griffin’s market making firm
Derivatives that blew up Hwang family office were growing source of revenue for Wall Street
Last-ditch talks on unwinding bets but no official accord reached
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