Search for Financial Conduct Authority UK and
    1. 14 hours ago

      FCA must not delay publishing HBOS report

      Mike Ellis is an Authorised Person. We know this because the Financial Conduct Authority did the authorising. Mr Ellis was...

    2. May 28, 2015

      Bank middle management is regulatory ‘blind spot’, says watchdog

      Thousands of middle managers at UK banks fall into a regulatory “blind spot” that threatens to hinder cultural reform, the...

    Special Reports

    1. Financial Markets

      The FT’s Financial Markets series. Part one: how investors can access the foreign exch...
    2. Innovation in Healthcare

      Health systems around the world face rising demand from an ageing population. More eff...
    Search more Special Reports on this topic.

    1. May 27, 2015

      PPI costs could rise as regulator considers fresh clampdown

      Banks could be hit with higher costs for mis-selling payment protection insurance as the financial watchdog examines new...

    2. FT Alphaville

      May 27, 2015

      The crowd has money, but few rights

      Fans of buzzy peer finance and sourcing money from crowds should read a great piece in the FT about Crowdcube, an equity...

    3. May 26, 2015

      Regulation alone will not restore faith in markets

      Few mechanisms underpin modern life to quite the same extent as the wholesale markets that lie at the heart of the financial...

    4. May 26, 2015

      Critics raise concerns about equity crowdfunding site Crowdcube

      Crowdcube, the UK’s market leader in the emerging equity crowdfunding sector, has come under fire over business practices...

    5. May 26, 2015

      Former Keydata CEO faces record £75m fine over ‘death bonds’

      The former boss of failed “death bond” firm Keydata has hit back at plans for a record £75m fine, branding it as a...

    6. May 26, 2015

      Keydata fine shows FCA is more oily cart than D’Oyly Carte

      The Emperor of Japan sings of making “the punishment fit the crime” in The Mikado. The Financial Conduct Authority appears...

    7. May 25, 2015

      Global regulators look to UK lead in push to tame market abuse

      Blink and you’d have missed it. In all the kerfuffle over the latest banking scandal — complete with colourful emails...

    8. May 22, 2015

      Small-cap Week, May 23

      Invoice financing group Tungsten was among the week’s biggest fallers after a need to raise capital appeared to leak into...

    9. May 22, 2015

      Hargreaves Lansdown: margin call

      There has long been an easy way for clients of Hargreaves Lansdown to offset the charges it makes for looking after their...

    10. FT Alphaville

      May 22, 2015

      Plus500 and the FCA

      So, what should we make of Plus500′s “Further statement and clarification” issued on Friday, after the Aim market...

    11. FT Alphaville

      May 22, 2015

      Plus500 on a Cable Car ride - Update 2

      Update 2: shares resumed, following a statement of sorts. The Company can confirm that on 9 January 2015, its UK...

    12. May 22, 2015

      Regulator outlines scope of UK banking probe

      The practice of banks cross-selling products to corporate clients is set to be a focus of the UK financial regulator’s probe...

    13. May 21, 2015

      Bank fines credited for culture shift

      Multibillion-dollar fines — such as the record settlement imposed on six banks over foreign-exchange manipulation — are...

    14. May 21, 2015

      UK watchdog warns customers to check debt ‘as matter of urgency’

      The UK watchdog has urged thousands of customers paying extortionate fees to three debt management firms to review their...

    15. May 21, 2015

      UK rejects European anti-fraud guidelines

      The UK has rejected a set of European security guidelines designed to safeguard internet payments, fuelling concerns that...

    16. May 20, 2015

      Barclays fined $2.4bn for forex rigging

      Six banks fined for forex rigging “If you ain’t cheating, you ain’t trying,” is how a Barclays sales manager summed up the...

    17. FT Alphaville

      May 20, 2015

      FT Opening Quote - UBS to pay $545m forex fine

      UBS is paying a $545m fine to US regulators over forex fiddling, Altice is making a $9bn move into the US cable market and...

    18. FT Alphaville

      May 19, 2015

      Where are Plus500's customers?

      Plus500 appears to have a problem — and it goes beyond the application of anti-money laundering rules which have required...

    19. May 19, 2015

      Ex-Deutsche Bank trader files case against FCA

      Christian Bittar, a former star trader at Deutsche Bank, has lodged a challenge against the UK’s financial regulator,...

    20. FT Alphaville

      May 18, 2015

      Plus500: the big freeze

      Plus500, the Israel-based and London-listed contract for difference provider, has suspended the trading accounts for more...

    21. May 15, 2015

      Forex rigging settlement: 10 things you need to know

      A $6bn settlement between US prosecutors and five banks over allegations they rigged foreign-exchange benchmarks is looming....

    22. May 14, 2015

      UK’s FCA looks far afield to replace enforcement chief

      The UK’s financial watchdog has looked as far afield as Hong Kong for a candidate to head up its enforcement division, which...

    23. May 11, 2015

      Big banks finalise $6bn-plus settlements on foreign exchange

      Five of the world’s biggest banks are finalising agreements to collectively pay more than $6bn for allegedly manipulating...

    24. May 11, 2015

      Sajid Javid boldly goes to Planet Business

      Sajid Javid will surely see his appointment as business secretary through the framing device of Star Trek, a favourite TV...

    25. May 11, 2015

      Insurers under fire from FCA over unclear monthly premium costs

      Paying for home or car insurance in monthly instalments can add more than a third to the cost of an annual premium, the UK...

    26. May 10, 2015

      AIFMD: US hedge funds shy away over EU regulation

      More than 550 private equity and hedge fund managers from outside the EU have registered to market their funds in the UK...

    27. May 10, 2015

      2014 was a bumper year for regulators

      France’s AMF issued its biggest-ever amount of financial penalties last year. The regulator said this demonstrated its...

    28. May 3, 2015

      Financial groups face longer wait for FCA approval

      Financial groups that want to expand into new areas are facing increasing delays in getting approved by the UK’s markets...

    29. May 1, 2015

      Fears over ‘new dawn’ for final salary pension transfers

      Landmark pension changes which came into force last month could not have come at a better moment for those companies looking...

    30. April 29, 2015

      FCA charges three with insider dealing in Logica shares

      A former business analyst at Logica and two other men have been criminally charged by the UK’s financial watchdog with...

    31. April 29, 2015

      Coinbase opens bitcoin exchange in UK

      Coinbase, the world’s most well-funded bitcoin company, has opened its exchange and online wallet in the UK, targeting...

    32. April 28, 2015

      Insider trader sent back to jail for failing to pay back gains

      A convicted UK insider trader is back behind bars after failing to pay back all of his ill-gotten gains. Pardip Saini was...

    33. April 28, 2015

      BrewDog admits errors in crowdfunding promotion

      BrewDog has been forced to admit errors in material sent to potential investors after the City watchdog intervened over the...

    34. April 24, 2015

      Insurance renewal has become a tiresome game

      Last year, we published a column arguing that most people are over-insured and waste substantial sums protecting themselves...

    35. April 24, 2015

      Flash crash trader at centre of web of offshore accounts

      The west London trader charged with contributing to a sudden crash in US equity markets five years ago set up companies in...

    36. April 23, 2015

      Deutsche’s delay in settling both helped and hindered the lender

      Nearly three years ago, Barclays paid the first fine to settle allegations that its traders had attempted to manipulate...

    37. April 23, 2015

      Deutsche Bank pays record fine for Libor manipulation

      Deutsche Bank has paid a record $2.5bn to authorities in the US and UK to settle allegations that it manipulated the Libor...

    38. April 23, 2015

      Deutsche’s belated fine shows it may not pay to come too quietly

      Deutsche Bank has been a doubly naughty boy. Not only has the bank been fined $2.5bn for traders’ attempts to rig rate...

    Search for Financial Conduct Authority UK and

    RELATED VIDEOS

    Videos from FT.com that closely match this topic

    1. Lex on whether investigation into wholesale banking will achi...
      February 19, 2015

      Lex on whether investigation into wholesale banking wil...

    2. Lex on Martin Wheatley’s new Financial Conduct Authority in t...
      October 16, 2012

      Lex on Martin Wheatley’s new Financial Conduct Authorit...