Distributing mutual funds

In this issue

Trust is key to success for fund firms

From FTFM OPINION Mar 10, 2013

Trustworthiness is key for asset managers

Financial advisers rate trust as the biggest contributor to a strong reputation

From INVESTMENT STRATEGY Mar 10, 2013

Providers push for greater efficiency

Survey reveals mutual funds must do more with less to keep costs down

The US Securities and Exchange Commission seal hangs on the facade of its building ©Getty From REGULATION & GOVERNANCE Mar 10, 2013

Regulators demand scrutiny of payments

SEC and FSA inquiries into fee structures likely to lead to calls for more transparency

payslip ©Dreamstime From INVESTMENT STRATEGY Mar 10, 2013

Compensation needs to be part of strategy

It can be beneficial to simplify the way wholesaler remuneration is determined

From INVESTMENT STRATEGY Mar 10, 2013

Advisers take bigger slice of fees

Low growth and keen rivals mean higher charges

From EXCHANGE TRADED FUNDS Mar 10, 2013

Advisers gravitate towards ETFs

Providers see third-party managers playing big role in retail sales growth

Seniors exercising in Miami, Florida ©Getty From REGULATION & GOVERNANCE Mar 10, 2013

Fee rules changes prompt a focus on value

Sponsors are keeping a watchful eye on charges incurred by participants

tangled wires ©Dreamstime From INVESTMENT STRATEGY Mar 10, 2013

Sales and marketing mine rich data source

Information technology is being used to steal a march on rivals

From INVESTMENT STRATEGY Mar 10, 2013

Managers switch channels to lift sales

Some fund firms are evolving beyond traditional sales structures

Niels Holch (left) and Hubbard Garber From INVESTMENT STRATEGY Mar 10, 2013

Caution urged over I-shares

Institutional shares of mutual funds draw bulk of new sales

2012 report
May 4, 2012

Markets and regulator keep industry on its toes

Mutual fund leaders are facing a squeeze on expense ratios, rising costs and increased regulation

From REGULATION & GOVERNANCE May 4, 2012

SEC reforms ‘will kill’ money market funds

Money funds say rule changes could disadvantage investors

From INVESTMENT STRATEGY May 4, 2012

Platforms pave retail path for hedge funds

AUM in alternative mutual funds has reached $99bn

From REGULATION & GOVERNANCE May 4, 2012

Gatekeepers fight for resources and support

SEC will check if compliance officers are getting support

From PENSIONS INDUSTRY May 4, 2012

Spotlight on fees could spur competition

Effects will be felt throughout the whole retirement industry

May 4, 2012

Margins under pressure as partners lift charges

Wirehouses and other intermediaries want higher fees

From EXCHANGE TRADED FUNDS May 4, 2012

Pimco’s Total Return ETF makes strong start

Success in the active ETF space might depend on marketing

May 4, 2012

US firms rule the roost in Europe

Money market funds could be distorting the picture

From INVESTMENT STRATEGY May 4, 2012

Funds find novel ways to drive their message home

Cab rides and cheap coffee are being used to build brands

From REGULATION & GOVERNANCE May 4, 2012

Firms overcome fears of Facebook and Twitter

Entering the social media arena can be a concern for firms